Products · KYC Review & Audit Log

Compliance that keeps up with sales.

A review queue ordered by SLA remaining, expiring-document alerts 30 days out, flagged transactions, and an immutable audit log on every decision — built for regulated brokerages.

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<4hmedian document review time (mock)

30 daysadvance warning on expiring documents

100%of decisions on the audit log

Capabilities

Every decision, defensible.

When the regulator asks, the answer is one export away.

Review queues with SLAs

Documents enter a queue ordered by SLA remaining. Past-SLA items escalate automatically to the operations dashboard.

Priority by SLA, not upload order

Escalation to Operations

Expiring documents

Alerts fire 30 days before a document expires, so re-papering happens before trading is interrupted.

Client and agent notified

Expiry visible on the client record

Immutable audit log

Every approval, rejection, and edit is logged with who, when, and why — and cannot be altered afterwards.

Flagged-transaction trail

Regulator-ready exports

Our last audit took two days instead of two weeks. Every KYC decision had a timestamp, an owner, and a reason attached.

Nadia KhouryHead of Compliance (mock)

See your brokerage with clarity.

A 30-minute walkthrough with your data model, your roles, and your questions.

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